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VALIC Financial Advisors Settles for $350,000

VALIC Financial Advisors Settles for $350,000

by israelsneumanadmin | Feb 11, 2025 | Investment Fraud

The securities and investment fraud law firm of Israels & Neuman is currently investigating allegations made against VALIC Financial Advisors, a Houston, Texas-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a...

Complaints Against MARK ELIAS of UBS Financial in Houston, TX

by israelsneumanadmin | Apr 16, 2023 | Investment Fraud

Mark Elias, with UBS Financial Services, Subject of Customer Complaints HOUSTON, TEXAS Did you lose money with advisor Mark Elias, of UBS Financial Services in Houston, Texas?  Elias has been the subject of four customer complaints since 2019, including two that are...

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  • Investment Fraud
  • Israels & Neuman,PLC
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  • Derek Copeland of LPL Financial Barred for Private Securities
  • Brett Rutherford of Capital Investment Group is Barred
  • David Jerke of LPL Financial Accused of Borrowing from Customers
  • Roger Gallagher of Morgan Stanley Charged with Fraud
  • Joseph Cannon of Northwestern Mutual Barred by FINRA